Copper Financial (“Copper Financial”) routes 100% of its orders to Apex Clearing Corporation (“Apex”). Pursuant to Securities and Exchange Commission Rule 606, Apex is required to make publicly available a quarterly report with information on its routing of non-directed orders. Apex pays Copper Financial for order flow payments and rebates received by Apex for Copper Financial’s orders.
The most recent quarterly report for Apex can be found here.
To learn more about Copper Financial and its financial representatives, visit FINRA BrokerCheck.
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Securities and advisory services offered through Copper Financial Network, LLC (“Copper Financial”), Member FINRA/SIPC. Copper Financial is a SEC registered investment adviser. Products offered through Copper Financial: are not NCUA/NCUSIF or otherwise federally insured, are not guarantees or obligations of the credit union, and may involve investment risk including possible loss of principal. Copper Financial is a wholly-owned subsidiary of CommunityAmerica Federal Credit Union.
